SM&CR - taking stock of the stock take | T-CNews Online
On 5 August 2019, the FCA published its ‘Senior Managers and Certification Regime Banking Stocktake Report’. Should anyone be under the misapprehension that this document is only of concern to the banking sector, the regulator is at pains to point out that it will be of interest to all SM&CR firms, including solo-regulated businesses comingRead More