nscp.org
NSCP Industry Forum Insights | NSCP | Compliance Professionals | Financial Services | Membership Organization
The industry’s source for the thoughtful analysis of current events NSCP Members have just wrapped up another monthly touchpoint with our Broker-Dealer and Investment Advisor Forums regarding: FINRA Cybersecurity Call SEC Risk Alert on Privacy Issues D.C. Circuit Court’s opinion in the Robare case Beyond that, our members are discussing these topics: Unbilled/Excluded Assets for managed accounts Branch vs. …