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Don’t Miss Our July 30th Webinar: “Enhancing Your Annual Review Process” | NSCP | Compliance Professionals | Financial Services | Membership Organization
Don’t miss this Webinar on Tuesday, July 30th from 2:00pm–3:00pm EST The Annual Review process can be tricky, especially when firms test and ensure their Policies and Procedures are comprehensive and detailed. While this mandatory process is daunting, it is essential for firms to confirm they have adjusted integral areas of their compliance program to their evolving …