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Direct from SEC and FINRA Regulators to You. | NSCP | Compliance Professionals | Financial Services | Membership Organization
Don’t miss your chance to connect with the SEC & FINRA in Miami on March 4, 2019 The NSCP Regulatory Interchange will provide an informal setting for industry professionals to ask questions and share concerns with the regulators and fellow attendees. Facilitated by industry professionals, attendees will meet and discuss those issues most pressing to …