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SEC Charges Investment Advisor For Over Charging Clients - Investment Fraud - MoneyFiles.org
Stephen Brandon Anderson, an investment advisor was charged by the Securities Exchange Commission (SEC) for swindling his clients by overcharging counseling fees of $367,000 or more. As per the SEC’s report, Anderson operated and owned River Source Wealth Management, an LLC that has now become a non-functioning certified investment consultant located in North Carolina. The …