insuranceandrisk.com.au
ASIC provides new guidance for certain AFS licence applications - Insurance & Risk Professional
ASIC has released an information sheet AFS licensing – Requirements for certain applicants to provide further information (INFO 240) to provide guidance to applicants on recent changes to the regulator’s Australian financial services (AFS) licensing assessment procedures. ASIC Executive Director – Assessment & Intelligence, Warren Day said, “ASIC has reviewed the AFS licence assessment processes and has streamlined its assessment processes in some limited respects. This is designed to avoid unnecessary delays that may arise when ASIC …