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CFTC Regulation 1.73(a)(1) requires FCMs to Establish risk-based limits - Kill Switch
Title 17 – Commodity and Securities Exchanges Volume: 1 Date: 2016-04-01 Original Date: 2016-04-01 Title: Section § 1.73 – Clearing futures commission merchant risk management. Context: Title 17 – Commodity and Securities Exchanges. CHAPTER I – COMMODITY FUTURES TRADING COMMISSION. PART 1 – GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT. – Miscellaneous. § 1.73 Clearing futures commission …
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