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FINRA BrokerCheck: Beware the ... Blue ... Flags? | Securities and Investment Fraud Blog
FINRA recently underwent some changes to its BrokerCheck website. For those that do not know, BrokerCheck is the online repository in which the Financial Industry Regulatory Authority (FINRA) discloses certain information about stock brokers, financial advisors, etc. to the public. This information includes employment history, license history, and other information, including investor complaints, arbitration claims, …